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Internal Controls & Sarbanes-Oxley

Our professionals will implement effective internal controls for your company as industry leaders with decades of experience. We will add value to your organization by building a cost-effective and efficient, well-designed, agile control framework that will assist your organization in improving process performance, rationalizing major risks, identifying the key controls, driving compliance accountability and assuring investors and executives of their ability to achieve compliance and value.

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Performance Improvement

We customize our Sarbanes-Oxley compliance approach to best adapt to your internal processes and outcomes. 

Our team brings decades of experience working with companies of various sizes and industries.

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Develop a cost-effective strategy specific to SOX
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Provide SOX readiness for companies going public
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Be the go-between team for managers and external auditors
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Use our established framework developed over several decades to work across various types of organizations
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Dedicate agile teams with a focus on business processes to improve communications and efficiency while providing cost-savings

Transactions

We make transactions smoother and more accessible by providing control recommendations and solutions that can be implemented to drive business efficiency, reduce time to achieve SOX readiness, and provide technology and compliance objectives. 

Our approach includes : 

1. Implementing a sustainable compliance program

2. Comprehensive documentation of the compliance program with details of controls and process design

3. Key controls identification of each entity and future requirements

4. Key control testing processes for a combined entity

5. Effective compliance strategies for the organization going forward, based on strategic goals and the roadmap

Technology

We help clients increase risk assurance and reduce costs by employing technologies and automation to make internal controls and SOX more efficient.

We provide solid solutions for all auditing requirements: 

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Detect Fraud

Identify Trends or Outliers

machine learning

Perform Ad-Hoc Testing

Controls and testing, considered most critical to an organization, are increasingly automated to achieve faster, more accurate insights with greater efficiency.

Increase your organizational risk management, fraud prevention and detection, and audit speed and agility.

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Test Automation

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Data Gathering, Cleansing, and Accessing

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Controls Monitoring

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Controls Reporting

Complex Issues

We help our clients with urgent issues relating to their internal controls or SOX reporting processes. We have helped clients with: 

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Implementing the initial internal control program and requirements
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Testing and remediating controls
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Transforming or supplementing existing controls

We are known in the market for fixing control frameworks while minimizing the cost of ongoing monitoring and testing.

Advice & Assessment

We assess our client’s current processes and offer recommendations for correcting critical issues in controls and reporting.

Our control assessments and recommendations are designed to –

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Drive business efficiency
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Reduce time to achieve SOX readiness
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Provide technology and compliance objectives

Explore Other Functional Areas

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Field Operations
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Finance,
Accounting & Tax
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Internal Controls &
Sarbanes-Oxley
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People &
Organization
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Regulatory &
Compliance
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Sales &
Marketing
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Supply Chain &
Procurement
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Technology
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Treasury &
Credit Risk Management

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