Regulatory & Compliance

WE HELP CLIENTS WHO ARE FACED WITH NEW AND EVOLVING REGULATIONS AS THEY STRIVE TO INNOVATE AND TAKE INTELLIGENT BUSINESS RISKS. WE HELP MANAGE RELEVANT REGULATIONS AND RISK WHILE MAXIMIZING STAKEHOLDER VALUE.

SERVICE OFFERINGS

REGULATORY & COMPLIANCE

Sarbanes Oxley (SOX) Outsourcing/Co-Sourcing

Controls Design, Rationalization, Remediation and Testing

Securities and Exchange Commission (SEC)

Tax and Royalty Compliance

INTERNAL CONTROL
IMPLEMENTATION/ TRANSFORMATION

Enterprise Assessments

Policies and Procedures

Segregation of Duties

Delegation of Authority

Process Improvement

INFORMATION TECHNOLOGY

General Computer and Application Controls

Data Analytics

Cybersecurity Assessments

Disaster Recovery/ Business Continuity

CONSTRUCTION & CAPITAL PROJECTS

Transaction Processing Optimization

Scale & Cost Optimization

Desk and Department Output

Workflow Optimization

Scheduling and Load Balancing

Innovation and Automation

OPERATIONAL ASSESSMENTS

Compliance Assessments

Vendor Analysis and Contract Compliance

Cost Recovery and Duplicate Payments

Forensic and Fraud Risk Assessments

Operational Efficiency

Assessments

WHAT WE DO

IMPROVE ECONOMIC PERFORMANCE

Driving key company metrics

 

Compliance Assessments

Develop Policies and Procedures

Process Improvement Initiatives

Cost Recovery and Vendor Payment Analyses

Reduction in Fines and Penalties

BUSINESS EVENT EXECUTION

Day 1 Readiness, Go Live, Transition Services

 

Implementation of New Regulations

Establishment of Controls for New Regulatory Requirements

IPO Readiness

Systems Selections / Implementations / Upgrades / Conversions

ISSUE
RESOLUTION

Helping companies solve time-sensitive business issues

 

Controls Remediation

Disaster Recovery Gaps

Cybersecurity

Segregation of Duties Risk

Fines and Penalties Remediation

OPERATIONAL TRANSFORMATION

Helping companies do what they are currently doing, better, quicker or cheaper

 

Automate Manual Controls

Improve Workflows

Establish Delegation of Authority

AFE Development

Compliance Effectiveness